Compliance
Ipes has a wealth of experience in the regulatory and legislative environment in which funds operate and we are therefore well placed to offer practical advice and direction to our clients on compliance related matters.
Our support enables clients to carry out their operations effectively, whilst remaining compliant with relevant regulatory requirements.
In particular, we are able to provide support in the following areas:
- Compliance to general regulatory requirements in each of the jurisdictions in which we operate
- Compliance to anti-money laundering requirements
- Compliance screening for investors with relation to financial sanctions
- Licensing – both applications and extensions
- Registration of companies and funds with relevant regulatory bodies
- Provision of compliance officer and / or AML officer
What our clients say
"We have a very close dialogue with our Ipes team and they provide prompt and comprehensive responses to our frequent requests. They actively work with and assist our new investors who join our limited partnerships."
"As a long standing client of Ipes, the key to remaining a client is the quality of the operating staff, and their ability to understand and manage ever-changing situations."
For more information, please contact Justin Partington.
